IMPORTANT DISCLOSURES AND DISCLAIMERS
AGE RESTRICTIONS ON ACCESS AND SUBSCRIPTION PURCHASES
You must be at least 18 years old to access this website, server, and its services. If you are under 18, you are strictly prohibited from using this site for any reason. Additionally, you must meet the legal age requirements in your state or province to purchase our products. It is your responsibility to ensure compliance with the applicable laws regarding the purchase of our products.
DO NOT RELY ON ANY MATERIALS FROM THIS REPORT, WEBSITE, OR CHAT-ROOM AS THE BASIS FOR INVESTMENT DECISIONS.
INTRO
The topics covered in our Certain Disclosures and Disclaimers, include the following:
The nature of our business: We provide trading ideas and discussions related to securities, but we are not a “broker-dealer” or “investment adviser.” We do not offer personalized financial advice or manage investments.
The nature and characteristics of securities trading: Trading securities, particularly in the small-cap market, micro-cap stocks, penny stocks, exchange-traded funds (ETFs), options, cryptocurrencies, and other financial instruments, involves significant risks due to their high volatility and unpredictability.
The potential for loss: Individuals trading securities, including but not limited to small-cap stocks, large-cap stocks, exchange traded funds (ETFs), options, cryptocurrencies, and other financial instruments using our website or chat-room must understand that they can easily lose their entire investment.
Our personal trading activity: We may buy or sell, for our own account "or" accounts, the same securities discussed on our platform. These transactions may occur without prior notice or specific alerts to you.
No offers or solicitations: Nothing shared on our platform constitutes an offer or solicitation to buy or sell any securities.
The importance of independent research: Users of our content are strongly advised to rely solely on their own analysis, evaluation, and investigation when making decisions to buy or sell securities.
We offer no guarantee of trading success or profitability through our coaching, tutoring, or mentoring services. Trading is inherently risky and extremely difficult, with no assurance of consistent profits or positive outcomes.
Modifications and Updates: We reserve the right to modify, update, or amend this disclaimer at any time. Any changes will be effective immediately upon posting to the website, and users are encouraged to review this disclaimer periodically to stay informed of any updates.
Liability disclaimer: Given the nature of our operations and these disclosures, we are not responsible for any losses you may incur from trading securities mentioned on our platform.
We are a company and platform dedicated to providing education and information about securities trading across various markets, including but not limited to low-priced securities. Our services are offered through our website, chat-room, and other channels.
Our content is created exclusively for educational and informational purposes for those who access it. We are not a “broker-dealer” as defined under federal and state securities laws, most notably the Securities Exchange Act of 1934 (“Exchange Act”). Therefore, we do not act as agents for securities customers, as brokers do. We do not have securities customers but instead serve users who access our content, with some subscribing to premium content that requires a subscription. Additionally, we do not facilitate or execute trades for any individuals accessing our content.
We are not licensed or qualified to provide investment advice, and we are not an “Investment Adviser” nor registered as such with the United States Securities and Exchange Commission (“SEC”) under the Investment Advisers Act of 1940 (“Advisers Act”) or any state laws. We operate under the “publisher’s exclusion” from the definition of an “investment adviser” as outlined in Section 202(a)(11)(D) of the Advisers Act and corresponding state laws. Our content is strictly educational and informational in nature, and it is not intended, nor should it be construed, as personalized investment or trading advice or guidance.
Furthermore, nothing we do or publish, regardless of where it appears, should be construed as an offer to buy or sell, or the solicitation of an offer to buy or sell, any security. Our purpose is solely to provide education and information, allowing you to make informed decisions and, if desired, work with a broker-dealer, investment adviser, or other financial professional to engage in securities transactions.
The content we create on our server, website, and chat-room is believed to be accurate and truthful; however, we make no guarantees or warranties regarding its accuracy or truthfulness. Users of our chat-room may post content from time to time, and we make no representations about the accuracy or truthfulness of such content. We do not control or endorse any user-generated content within the server or chat.
THE NATURE AND RISKS OF SECURITIES TRADING, PARTICULARLY IN SMALL-CAP AND OTHER VOLATILE MARKETS, INCLUDING BUT NOT LIMITED TO SMALL-CAP STOCKS, LARGE-CAP STOCKS, EXCHANGE TRADED FUNDS (ETFS), OPTIONS, CRYPTOCURRENCIES, AND OTHER FINANCIAL INSTRUMENTS; UNDERSTANDING THAT YOU CAN, AND POSSIBLY WILL, LOSE THE ENTIRE AMOUNT OF MONEY YOU ‘INVEST’.
Trading in securities is inherently risky, a fact that applies to even the largest publicly traded companies, often referred to as “blue chip” stocks. However, the risks are significantly higher for other types of securities, such as small-cap stocks, options, cryptocurrencies, and other financial instruments.
Blue chip securities are typically issued by companies that are required to file detailed, up-to-date information with the SEC, including audited financial statements. This publicly available data is mandated by SEC regulations and the listing requirements of major exchanges like the New York Stock Exchange and NASDAQ. As a result, these securities tend to be highly liquid, with a sufficient number of buyers and sellers in efficient markets at nearly all times. This liquidity is linked to the large "public float" of such stocks, meaning they are widely held by non-insiders and affiliates of the company.
In contrast, trading in small-cap stocks is generally much riskier and often carries the real possibility of a complete loss of capital invested. Companies that issue these lower-priced securities are often not required to disclose as much information about themselves or their securities, and audited financial statements may not be available. Additionally, large blocks of these securities are frequently held by insiders and affiliates, resulting in a small or "thin" public float. This can lead to liquidity and, often, volatility issues in trading.
The SEC, FINRA (the Financial Industry Regulatory Authority, which is the self-regulatory organization that, along with the SEC, regulates broker-dealers), and state securities regulators view the small-cap market with skepticism. This includes the companies that issue such securities, as well as the broker-dealers and other regulated entities, such as transfer agents, that facilitate securities transactions within it.
We encourage you to invest carefully and read investment information available at the websites of the SEC at http://www.sec.gov and FINRA at http://www.finra.org. Additionally, the SEC has published two helpful guides on small-cap, penny, and micro-cap stocks:
https://www.sec.gov/investor/schedule15g.htm
https://www.sec.gov/reportspubs/investor-publications/investorpubsmicrocapstockhtm.html
The bottom line with trading in small-cap, penny, and micro-cap stocks: you can, and likely will, lose a lot of money, potentially the entire amount you have “invested.”
WE MAY, AND OFTEN DO, BUY, SELL, AND HOLD THE VERY SAME SECURITIES DISCUSSED IN OUR REPORTS, ON OUR WEBSITE, AND IN OUR CHAT-ROOM.
You should be aware that, as part of our regular business practices, we may frequently buy, sell, and hold the same securities discussed by us or other commentators in our reports, on our website, and in our chat-room. We are under no obligation to provide you with advance or post-transaction notice of our holdings, purchases, or sales. At times, we may purchase securities before publishing commentary about them, or sell securities before publishing related commentary. Additionally, there may be instances where our transactions occur after we have shared commentary on those securities.
Thus, our trading results in various securities may prove to be more profitable than your own, even when trading the same securities in comparable amounts and time frames. However, it is equally possible that our trading outcomes may be less profitable than yours under similar circumstances.
These same disclosures and admonitions are equally applicable to various commentators/participants in our reports, websites, and chat-room.
DO NOT RELY UPON ANYTHING WHICH WE PUBLISH OR MAKE AVAILABLE; CONDUCT YOUR OWN DUE DILIGENCE!
Please do not rely upon any of our statements, analysis, or other materials. We do not have any first-hand knowledge of the issuers of the securities we reference, and therefore we cannot and do not comment upon their capabilities, intent, resources, experience, or other factors. We do no independent investigations of such issuers, nor do we interview their management. Our statements, analysis, and other content are based exclusively on publicly available information.
With regard to small-cap, penny, and micro-cap stocks, you should assume that there is some sort of promotion going on at all times; various stocks covered in our websites and chat-room are being promoted in some capacity or another; it is your responsibility to do your own research and homework, including that necessary to discount the efficacy of various promotional statements made about various small-cap, penny, and micro-cap stocks.
To the extent issued or attributed to certain public companies, statements included in our materials may contain “forward looking statements” as defined under Section 27A of the Securities Act of 1933 and Section 21E of the Exchange Act. You are cautioned not rely upon these forward-looking statements. These statements are subject to a number of known and unknown risks and uncertainties outside the control of the companies making such statements, that could cause actual operations or results to differ materially from those anticipated. Factors that could affect performance include, but are not limited to, those factors that are discussed in such companies’ recent reports or registration statements filed with the SEC. You should consider these factors in evaluating the forward-looking statements included in our materials and not place undue reliance upon such statements.
Nothing we do or post is intended to constitute, or does constitute legal, accounting, tax, or financial advice.
With regard to any securities trading you may undertake, you, and you alone, are responsible for determining whether such trading is suitable—meaning “right” or “appropriate”—for you, given your own particular circumstances. Whenever possible, you should consult with a financial advisor—whether affiliated with a broker-dealer, investment advisor, both or otherwise—to assist you in making decisions as to whether to buy, sell or hold securities. In addition, you should consult with an attorney or a CPA should your circumstances, including but not limited to tax considerations, warrant. You should do your own independent investigation, including but not limited to appropriate due diligence, prior to any securities trading. This is particularly critical when trading in small-cap, penny stocks, and micro-cap stocks. Whatever trading you may undertake, you should only do so cautiously and prudently.
OTHER DISCLOSURES REGARDING CONTENT OTHER THAN OURS
Various commentators and users may share trades, trading strategies, or other commentary within the website, chat-room, and platform. We have no control over the accuracy, legitimacy, or origin of such content. Some posts or references may come from unidentified sources, including automated systems or bots. While we reserve the right to investigate or verify certain content, we are under no obligation to do so. Regardless of the source, all content should be approached with caution and critically evaluated by you before relying on it.
Various trades may be hypothetical, even if described as actual. Real and hypothetical returns may or may not have a reasonable basis. Various users will likely have self-interested motivations in posting various content, which motivations may tend to make such content misleading.
Even if legitimate and not misleading, hypothetical performance results have substantial limitations, and, to the extent that you were to seek to replicate the underlying trading, your results will likely be different due to a myriad of factors including but not limited to trade execution delays, liquidity issues, and technical problems such as insufficient bandwidth etc.
We may utilize testimonials from time to time. Such testimonials are believed to be true based on the representations of the persons providing the testimonials, but facts stated in testimonials have not been independently audited or verified. Nor has there been any attempt to determine whether any testimonials are representative of the experiences of all persons using the methods described therein or to compare the experiences of the persons giving the testimonials after the testimonials were given.
Similarly, we or others may reference the past performance of certain trades and/or trading strategies. Please understand that any such testimonials or references are not predictive of future performance, success, or results. They also never constitute any warranty that you may or will obtain any particular result, or any success or profitability whatsoever. Because of a myriad of factors, including technology, liquidity, execution and others, the outcomes which you realize by attempting to replicate particular trades or strategies may materially differ from anything set forth in such testimonials or references.
WE OFFER NO GUARANTEE OF TRADING SUCCESS OR PROFITABILITY THROUGH OUR COACHING, TUTORING, OR MENTORING SERVICES. TRADING IS INHERENTLY RISKY AND EXTREMELY DIFFICULT, WITH NO ASSURANCE OF CONSISTENT PROFITS OR POSITIVE OUTCOMES.
While we are committed to providing valuable education and assistance, participation in tutoring or coaching sessions does not guarantee success or profitability. Trading and investing involve substantial risk, and past performance is not indicative of future results. Trading is inherently difficult and influenced by factors beyond anyone's control, including market conditions, economic events, and individual decision-making. All strategies and insights provided are for educational purposes only and should not be considered financial advice.
WE RESERVE THE RIGHT TO MODIFY, UPDATE, OR AMEND THIS DISCLAIMER AT ANY TIME. ANY CHANGES WILL BE EFFECTIVE IMMEDIATELY UPON POSTING TO THE WEBSITE, AND USERS ARE ENCOURAGED TO REVIEW THIS DISCLAIMER PERIODICALLY TO STAY INFORMED OF ANY UPDATES.
We reserve the right to update or modify this disclaimer at any time, without prior notice. By continuing to use our services or access our materials, you agree to be bound by the most recent version of this disclaimer. It is your responsibility to regularly review this disclaimer for any updates. If you do not agree with any changes, your sole option is to discontinue using our services and materials. The effective date of the most recent version is posted at the end of this disclaimer.
BY ACCESSING OUR MATERIALS, INCLUDING THIS WEBSITE, YOU ARE ACKNOWLEDGING THESE DISCLAIMERS AND RELEASING US FROM LIABILITY.
Through your use of our reports, website, and chat-rooms, you expressly contract and consent to our operations, and acknowledge, and confirm your understanding of, and agreement concerning, these Disclosures and Disclaimers.
To the fullest extent of the law, we will not be liable to any person or entity for the quality, accuracy, completeness, reliability, or timeliness of the information provided in our materials, or for any direct, indirect, consequential, incidental, special or punitive damages that may arise out of the use of information we provide to any person or entity (including, but not limited to, lost profits, loss of opportunities, trading losses, and damages that may result from any inaccuracy or incompleteness of this information). Every trade you make is your own trade and you are fully responsible for any gain or loss you shall incur. Neither we nor any of our moderators will be deemed liable for any losses you may incur at any time you are using our content or at any time thereafter.
By utilizing our content, therefore, you release us, and our directors, officers, shareholders, employees, agents and affiliates from any liability, claim, loss, cost, expense, and any other damages arising from or relating to our content, or the content of moderators/commentators, whether written or oral, actions and omissions, including real, simulated, or hypothetical trades and results.
Remember: you can suffer immediate and substantial losses of the money invested in the trading of any security, particularly small-cap, penny stocks, micro-cap stocks, exchange-traded funds (ETFs), options, cryptocurrencies, and other financial instruments. Do not commit funds to trading that you cannot afford to lose completely, or which are earmarked for other purposes, such as living expenses, healthcare expenses, or retirement.
IF YOU DO NOT AGREE WITH THE TERMS OF THESE DISCLOSURES AND DISCLAIMER, PLEASE EXIT THIS SITE IMMEDIATELY. PLEASE BE ADVISED THAT YOUR CONTINUED USE OF THIS SITE OR THE INFORMATION PROVIDED HEREIN SHALL INDICATE YOUR CONSENT AND AGREEMENT TO THESE TERMS.
Effective Date: March 29, 2025